Important Disclosure Information
Last Updated: June 13, 2016
Terms of Use
By accessing this site, you confirm your agreement with the following conditions of use without limitation or qualification. The terms, conditions and notices contained herein govern your access to and use of this site, including the information, data, tools, software code, illustrations, graphics, other visuals, text, products, services and other content included herein. Please read these terms, conditions and notices before using this site. This site is offered to you conditioned on your acceptance without modification of these terms, conditions and notices. If you do not agree to these terms, conditions and notices, you agree that your sole and exclusive remedy is to discontinue using the site. Juna Equity Partners, LP (“Juna”) reserves the right to, and may at any time, change these terms, conditions and notices under which this site is offered. You are bound by any such revisions and should therefore periodically visit this page to review the then current terms and conditions to which you are bound. The terms “you” or “your” in these terms, conditions and notices refer to both you personally and any other party on whose behalf you are accessing the Site as the context requires.
Unauthorized use of this site, including but not limited to misuse of passwords or posted information, is strictly prohibited. Authorized users of this site include any users visiting this site for personal and/or informational purposes, clients and potential clients of Juna, Juna employees, candidates for employment or users seeking information about employment opportunities at Juna, and any other users authorized by Juna.
No Offer or Advice
You acknowledge that the content of the site is for general, informational purposes only and is not intended to constitute an offer to sell or buy any securities or other assets or promise to undertake or solicit business, and may not be relied upon in connection with any offer or sale of securities or other assets. An offer or solicitation will be made only through a final private placement memorandum, subscription agreement and other related documents with respect to a particular investment opportunity and will be subject to the terms and conditions contained in such documents, including the qualifications necessary to become an investor. Juna makes no representations that any information provided via the site is accurate, current, or complete. You are solely responsible for evaluating the risks and merits regarding the use of the site and any services provided herein.
We are not utilizing the site to provide investment or other advice, and nothing on the site is to be deemed a recommendation that you buy, sell or hold any security or other investment or that you pursue any investment style or strategy. If you would like investment, accounting, tax or legal advice, you should consult with your own advisors with respect to your individual circumstances and needs.
Past Performance
Any performance data or comments expressed on the site are not an indication of past performance. Past performance is not indicative of future results; no representation is being made that any investment will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided.
Forward-Looking Statements
The contents of the site may contain forward-looking statements that are based on management’s beliefs, assumptions, current expectations, estimates, and projections about the financial industry, the economy, or its investments. These statements are not guarantees of future performance and involve certain risks, uncertainties and assumptions that are difficult to predict with regard to timing, extent, likelihood and degree of occurrence. Therefore, actual results and outcomes may materially differ from what may be expressed or forecasted in such forward-looking statements. Furthermore, Juna undertakes no obligation to update, amend or clarify forward-looking statements, whether as a result of new information, future events or otherwise.
Site Contents
All content included on the site, such as text, images, graphics, logos, articles and other materials, is the property of Juna or others and is protected by applicable laws. All trademarks and logos displayed on the site are the property of their respective owners, who may or may not be affiliated with Juna. Nothing contained on the site should be construed as granting, by implication, estoppel or otherwise, any license or right to use any content or trademark displayed on the site without the written permission of Juna or such other third party that may own the content or trademark displayed on the site. Nothing in this disclaimer shall constitute a waiver of any trademark or other intellectual property rights concerning name, logo or trademark. Please be advised that Juna may enforce its intellectual property rights to the fullest extent by law.
Restrictions on Use
The information, materials and other content of the Site may not be copied, displayed, distributed, licensed, modified, published, reposted, reproduced, reused, sold, transmitted, used to create a derivative work or otherwise used for public or commercial purposes without the express written consent of Juna.
No Warranty; Limitation of Liability
BY USING THE SITE, YOU ACKNOWLEDGE: (1) THAT YOUR USE OF THE SITE IS AT YOUR SOLE RISK; (2) THAT YOU ASSUME FULL RESPONSIBILITY FOR ALL COSTS ASSOCIATED WITH YOUR USE OF THE SITE; AND (3) THAT JUNA SHALL NOT BE LIABLE FOR ANY DAMAGES, LOSSES OR LIABILITIES OF ANY KIND RELATED TO YOUR USE OF OR INABILITY TO USE THE SITE, INCLUDING WITHOUT LIMITATION, DIRECT, INDIRECT, INCIDENTAL, SPECIAL, PUNITIVE, COMPENSATORY OR CONSEQUENTIAL DAMAGES, LOST PROFITS AND/OR LOSS OF OR DAMAGE TO PROPERTY WHETHER THE ALLEGED LIABILITY IS BASED ON CONTRACT, TORT, NEGLIGENCE STRICT LIABILITY, OR ANY OTHER BASIS, EVEN IF JUNA HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. IN NO EVENT SHALL JUNA BE LIABLE FOR ANY DAMAGES, LOSSES OR LIABILITIES, IN CONNECTION WITH YOUR RELIANCE ON OR USE OR INABILITY TO USE THE INFORMATION, MATERIALS, PRODUCTS OR SERVICES ON THE SITE, OR IN CONNECTION WITH ANY FAILURE OF PERFORMANCE, ERROR, OMMISSION, INTERRUPTION, DEFECT OR DELAY IN OPERATION OR TRANSMISSION, COMPUTER VIRUS, LINE OR SYSTEM FAILURE OR OTHER COMPUTER MALFUNCION EVEN IF JUNA IS ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, LOSSES, OR EXPENSES. NEITHER JUNA NOR ANY PARTY INVOLVED IN CREATING, PRODUCING OR DELIVERING THE SITE SHALL BE LIABLE FOR ANY DAMAGES, INCLUDING WITHOUT LIMITATION, DIRECT, INCIDENTAL, CONSEQUENTIAL, INDIRECT OR PUNITIVE DAMAGES ARISING OUT OF ACCESS TO, USE OF OR INABILITY TO USE THE SITE, OR ANY ERRORS OR OMISSION IN THE CONTENT THEREOF. THIS LIMITATION INCLUDES DAMAGES TO, OR FOR ANY VIRUSES THAT INFECT YOUR COMPUTER EQUIPMENT. JUNA RESERVES THE RIGHT TO ALTER OR REMOVE THE CONTENT OF THE SITE OR SUSPEND OR TERMINATE YOUR USE IN ANY WAY, AT ANY TIME, FOR ANY REASON, WITHOUT PRIOR NOTIFICATION, AND WILL NOT BE LIABLE IN ANY WAY FOR POSSIBLE CONSEQUENCES OF SUCH CHANGES.
Select Portfolio Investments
The site has list of select Juna portfolio investments. No assumptions should be made that these investments were or will be profitable. Past performance should not be relied upon as an indication of future results. For a full list of all Juna portfolio investments, please contact us (make it a link with a contact information of an appropriate person at Juna).
Source of Information
Certain information contained in the site may have been obtained from published and nonpublished sources, including from companies in which Juna funds may have invested. Such information may not have been, and in many cases, has not been, independently verified by Juna and Juna does not assume responsibility for the accuracy of such information.
Modifications to Content
We may, at our discretion, modify or discontinue any of the content of this site, or any portion thereof, with or without notice.
Links from Other Websites
The site may contain links to, or may be linked from, other sites that are not maintained by us and to which we have not provided permission. We do not endorse, have any responsibility for, or make any representations about, any other sites, including their products and services, content, communications and website use policies. Juna has neither reviewed the contents of these third-party websites nor does Juna claim any responsibility for the content or suitability of these third-party websites and Juna makes no express or implied warranty about the accuracy, copyright compliance, legality, merchantability or any other aspect of the content of such links. The use of third-party websites is entirely at your own risk. We expressly disclaim any responsibility for your access to or use of such other sites. By accessing these links, you acknowledge that such other sites or locations are not under the control of Juna and you agree that Juna shall not be responsible for any information or additional links found at such site or location, or for your use of such information.
Governing Law; Dispute Resolution
You agree that your use of this site and any disputes relating to any of them shall be governed in all respects by the laws of the State of New York, without giving effect to its conflict of laws principles. The failure of Juna to act with respect to a breach of these Terms by you or others does not constitute a waiver and will not limit Juna’s rights with respect to such breach or any subsequent breaches.
Law Applicable Based on User Location
We control and operate the site from our offices in the United States of America and any access or use of the site by you will be deemed to be at our offices in the United States. We do not represent that the site is appropriate or available for use in other locations. Persons who choose to access the site from locations outside of the United States of America do so on their own initiative, and are responsible for compliance with local laws, if and to the extent local laws are applicable.
Severability
If any provision of these terms shall be deemed unlawful, void or for any reason unenforceable, then that provision shall be deemed severable from these terms and shall not affect the validity and enforceability of any remaining provisions. The preceding terms and conditions represent the entire agreement between Juna, on the one hand, and you, on the other, relating to the subject matter hereof.
Security of Website
Juna’s information and technology systems may be vulnerable to damage or interruption from computer viruses, network failures, computer and telecommunication failures, infiltration by unauthorized persons and security breaches, usage errors by its professionals, power outages and catastrophic events such as fires, tornadoes, floods, hurricanes and earthquakes. Although Juna has implemented various measures to manage risks relating to these types of events, if these systems are compromised, become inoperable for extended periods of time or cease to function properly, Juna may have to make a significant investment to fix or replace them. The failure of these systems and/or of disaster recovery plans for any reason could cause significant interruptions in Juna’s operations and result in a failure to maintain the security, confidentiality or privacy of sensitive data, including personal information relating to clients and investors (and the beneficial owners of investors). Such a failure could harm Juna’s reputation or subject it or its affiliates to legal claims and otherwise affect their business and financial performance. Additionally, any failure of Juna’s information, technology or security systems could have an adverse impact on its ability to manage the private investment funds and separately managed accounts referred to herein.
Privacy Policy
Juna Equity Partners, LP (referred to herein as the “Company”) is committed to (i) safekeeping personal information collected from potential, current and former Clients and (ii) safeguarding against the unauthorized acquisition or use of unencrypted data or encrypted electronic data regarding each Client. The proper handling of personal information is one of the Company’s highest priorities.
To this end, the Company’s Chief Compliance Officer (the “CCO”) has been designated to implement, maintain, review and revise, as necessary, a comprehensive information security program. The primary objectives for the CCO are to identify and assess any and all reasonably foreseeable internal and external risks to the security, confidentiality and/or integrity of any electronic, paper or other records containing personal information, and to evaluate and improve, where necessary, the effectiveness of current safeguards for limiting such risks.
To this end, the Company
The Company only shares the nonpublic personal information of its Clients with unaffiliated entities or individuals (i) as permitted by law and as required to provide services to the Company’s Clients, such as with representatives within our firm, securities clearing firms, insurance companies and other services providers of the Company, or (ii) to comply with legal or regulatory requirements. The Company may also disclose nonpublic personal information to another financial services provider in connection with the transfer of an account to such financial services provider. Further, in the normal course of business, the Company may disclose information it collects about Clients to entities or individuals that contract with the Company to perform servicing functions such as recordkeeping or computer-related services. Finally, the Company may make good faith disclosure of the nonpublic personal information of its Clients to regulators who have regulatory authority over the Company.
Companies hired to provide support services to the Company are not allowed to use personal information for their own purposes and are contractually obligated to maintain strict confidentiality. When the Company provides personal information to service providers, it requires these providers to agree to safeguard such information, to use the information only for the intended purpose and to abide by applicable law.
The Company does not (x) provide personally identifiable information to mailing list vendors or solicitors for any purpose or (y) sell information relating to its Clients to any outside third parties. Only Employees with a valid business reason have access to Clients’ personal information. These Employees are educated on the importance of maintaining the confidentiality and security of such information and are required to abide by the Company’s information handling practices. The Company employs reasonable procedures to prevent terminated Employees from accessing records containing personal information.
The Company maintains security standards to protect Clients’ information, whether written, spoken, or electronic. To that end, the Company restricts access to nonpublic personal information to Company personnel who need to know such information in order to provide services to Clients. All electronic or computer files containing such information is password secured and firewall protected from access by unauthorized persons. The Company periodically updates and checks its systems to ensure the protection and integrity of information.
The Company also maintains reasonable restrictions upon physical access to records containing personal information, and stores such records in secure facilities.
The Company’s goal is to maintain accurate, up to date Client records in accordance with industry standards. The Company has procedures in place to keep information current and complete (including the timely correction of inaccurate information).
Should a Client send the Company a question or comment via e-mail, the Company will share the Client’s correspondence only with those Employees or agents most capable of addressing the Client’s question or concern. All written communications pertaining to such question or comment will be retained by the Company until such time as the Company believes (in its good faith judgment) that it has provided the Client with a complete and satisfactory response. After that time, the Company will either discard the communication or archive it according to the requirements of applicable securities laws.
Please note that, unless expressly advised otherwise, the Company’s e-mail facilities do not provide a means for completely secure and private communications. Although every attempt will be made to keep Client information confidential, from a technical standpoint, there is still a risk. For that reason, Clients should be advised not to use e-mail to communicate information to the Company that is considered to be confidential. Clients should also be advised that, if they wish, communications with the Company may be conducted via telephone or by facsimile and that additional security is available to Clients if they equip their Internet browser with 128-bit “secure socket layer” encryption, which provides more secure transmissions.
The Company recognizes and respects the privacy concerns of its potential, current and former Clients. The Company is committed to safeguarding this information. As a member of the financial services industry, the Company provides this Privacy Policy for informational purposes to Clients and Employees and will distribute and update it as required by law. The Privacy Policy is also available to upon request. The Company imposes reasonable disciplinary measures, which may include termination, for violations of its Privacy Policy.
Contact Information Thank you for visiting our site. Please contact us at webmaster@Juna.com if you have any questions about our site. Electronic mail or other communications through this site to Juna (or any of its employees, agents or representatives) may not be secure and we do not guarantee the confidentiality of such communications.
Terms of Use
By accessing this site, you confirm your agreement with the following conditions of use without limitation or qualification. The terms, conditions and notices contained herein govern your access to and use of this site, including the information, data, tools, software code, illustrations, graphics, other visuals, text, products, services and other content included herein. Please read these terms, conditions and notices before using this site. This site is offered to you conditioned on your acceptance without modification of these terms, conditions and notices. If you do not agree to these terms, conditions and notices, you agree that your sole and exclusive remedy is to discontinue using the site. Juna Equity Partners, LP (“Juna”) reserves the right to, and may at any time, change these terms, conditions and notices under which this site is offered. You are bound by any such revisions and should therefore periodically visit this page to review the then current terms and conditions to which you are bound. The terms “you” or “your” in these terms, conditions and notices refer to both you personally and any other party on whose behalf you are accessing the Site as the context requires.
Unauthorized use of this site, including but not limited to misuse of passwords or posted information, is strictly prohibited. Authorized users of this site include any users visiting this site for personal and/or informational purposes, clients and potential clients of Juna, Juna employees, candidates for employment or users seeking information about employment opportunities at Juna, and any other users authorized by Juna.
No Offer or Advice
You acknowledge that the content of the site is for general, informational purposes only and is not intended to constitute an offer to sell or buy any securities or other assets or promise to undertake or solicit business, and may not be relied upon in connection with any offer or sale of securities or other assets. An offer or solicitation will be made only through a final private placement memorandum, subscription agreement and other related documents with respect to a particular investment opportunity and will be subject to the terms and conditions contained in such documents, including the qualifications necessary to become an investor. Juna makes no representations that any information provided via the site is accurate, current, or complete. You are solely responsible for evaluating the risks and merits regarding the use of the site and any services provided herein.
We are not utilizing the site to provide investment or other advice, and nothing on the site is to be deemed a recommendation that you buy, sell or hold any security or other investment or that you pursue any investment style or strategy. If you would like investment, accounting, tax or legal advice, you should consult with your own advisors with respect to your individual circumstances and needs.
Past Performance
Any performance data or comments expressed on the site are not an indication of past performance. Past performance is not indicative of future results; no representation is being made that any investment will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided.
Forward-Looking Statements
The contents of the site may contain forward-looking statements that are based on management’s beliefs, assumptions, current expectations, estimates, and projections about the financial industry, the economy, or its investments. These statements are not guarantees of future performance and involve certain risks, uncertainties and assumptions that are difficult to predict with regard to timing, extent, likelihood and degree of occurrence. Therefore, actual results and outcomes may materially differ from what may be expressed or forecasted in such forward-looking statements. Furthermore, Juna undertakes no obligation to update, amend or clarify forward-looking statements, whether as a result of new information, future events or otherwise.
Site Contents
All content included on the site, such as text, images, graphics, logos, articles and other materials, is the property of Juna or others and is protected by applicable laws. All trademarks and logos displayed on the site are the property of their respective owners, who may or may not be affiliated with Juna. Nothing contained on the site should be construed as granting, by implication, estoppel or otherwise, any license or right to use any content or trademark displayed on the site without the written permission of Juna or such other third party that may own the content or trademark displayed on the site. Nothing in this disclaimer shall constitute a waiver of any trademark or other intellectual property rights concerning name, logo or trademark. Please be advised that Juna may enforce its intellectual property rights to the fullest extent by law.
Restrictions on Use
The information, materials and other content of the Site may not be copied, displayed, distributed, licensed, modified, published, reposted, reproduced, reused, sold, transmitted, used to create a derivative work or otherwise used for public or commercial purposes without the express written consent of Juna.
No Warranty; Limitation of Liability
BY USING THE SITE, YOU ACKNOWLEDGE: (1) THAT YOUR USE OF THE SITE IS AT YOUR SOLE RISK; (2) THAT YOU ASSUME FULL RESPONSIBILITY FOR ALL COSTS ASSOCIATED WITH YOUR USE OF THE SITE; AND (3) THAT JUNA SHALL NOT BE LIABLE FOR ANY DAMAGES, LOSSES OR LIABILITIES OF ANY KIND RELATED TO YOUR USE OF OR INABILITY TO USE THE SITE, INCLUDING WITHOUT LIMITATION, DIRECT, INDIRECT, INCIDENTAL, SPECIAL, PUNITIVE, COMPENSATORY OR CONSEQUENTIAL DAMAGES, LOST PROFITS AND/OR LOSS OF OR DAMAGE TO PROPERTY WHETHER THE ALLEGED LIABILITY IS BASED ON CONTRACT, TORT, NEGLIGENCE STRICT LIABILITY, OR ANY OTHER BASIS, EVEN IF JUNA HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. IN NO EVENT SHALL JUNA BE LIABLE FOR ANY DAMAGES, LOSSES OR LIABILITIES, IN CONNECTION WITH YOUR RELIANCE ON OR USE OR INABILITY TO USE THE INFORMATION, MATERIALS, PRODUCTS OR SERVICES ON THE SITE, OR IN CONNECTION WITH ANY FAILURE OF PERFORMANCE, ERROR, OMMISSION, INTERRUPTION, DEFECT OR DELAY IN OPERATION OR TRANSMISSION, COMPUTER VIRUS, LINE OR SYSTEM FAILURE OR OTHER COMPUTER MALFUNCION EVEN IF JUNA IS ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, LOSSES, OR EXPENSES. NEITHER JUNA NOR ANY PARTY INVOLVED IN CREATING, PRODUCING OR DELIVERING THE SITE SHALL BE LIABLE FOR ANY DAMAGES, INCLUDING WITHOUT LIMITATION, DIRECT, INCIDENTAL, CONSEQUENTIAL, INDIRECT OR PUNITIVE DAMAGES ARISING OUT OF ACCESS TO, USE OF OR INABILITY TO USE THE SITE, OR ANY ERRORS OR OMISSION IN THE CONTENT THEREOF. THIS LIMITATION INCLUDES DAMAGES TO, OR FOR ANY VIRUSES THAT INFECT YOUR COMPUTER EQUIPMENT. JUNA RESERVES THE RIGHT TO ALTER OR REMOVE THE CONTENT OF THE SITE OR SUSPEND OR TERMINATE YOUR USE IN ANY WAY, AT ANY TIME, FOR ANY REASON, WITHOUT PRIOR NOTIFICATION, AND WILL NOT BE LIABLE IN ANY WAY FOR POSSIBLE CONSEQUENCES OF SUCH CHANGES.
Select Portfolio Investments
The site has list of select Juna portfolio investments. No assumptions should be made that these investments were or will be profitable. Past performance should not be relied upon as an indication of future results. For a full list of all Juna portfolio investments, please contact us (make it a link with a contact information of an appropriate person at Juna).
Source of Information
Certain information contained in the site may have been obtained from published and nonpublished sources, including from companies in which Juna funds may have invested. Such information may not have been, and in many cases, has not been, independently verified by Juna and Juna does not assume responsibility for the accuracy of such information.
Modifications to Content
We may, at our discretion, modify or discontinue any of the content of this site, or any portion thereof, with or without notice.
Links from Other Websites
The site may contain links to, or may be linked from, other sites that are not maintained by us and to which we have not provided permission. We do not endorse, have any responsibility for, or make any representations about, any other sites, including their products and services, content, communications and website use policies. Juna has neither reviewed the contents of these third-party websites nor does Juna claim any responsibility for the content or suitability of these third-party websites and Juna makes no express or implied warranty about the accuracy, copyright compliance, legality, merchantability or any other aspect of the content of such links. The use of third-party websites is entirely at your own risk. We expressly disclaim any responsibility for your access to or use of such other sites. By accessing these links, you acknowledge that such other sites or locations are not under the control of Juna and you agree that Juna shall not be responsible for any information or additional links found at such site or location, or for your use of such information.
Governing Law; Dispute Resolution
You agree that your use of this site and any disputes relating to any of them shall be governed in all respects by the laws of the State of New York, without giving effect to its conflict of laws principles. The failure of Juna to act with respect to a breach of these Terms by you or others does not constitute a waiver and will not limit Juna’s rights with respect to such breach or any subsequent breaches.
Law Applicable Based on User Location
We control and operate the site from our offices in the United States of America and any access or use of the site by you will be deemed to be at our offices in the United States. We do not represent that the site is appropriate or available for use in other locations. Persons who choose to access the site from locations outside of the United States of America do so on their own initiative, and are responsible for compliance with local laws, if and to the extent local laws are applicable.
Severability
If any provision of these terms shall be deemed unlawful, void or for any reason unenforceable, then that provision shall be deemed severable from these terms and shall not affect the validity and enforceability of any remaining provisions. The preceding terms and conditions represent the entire agreement between Juna, on the one hand, and you, on the other, relating to the subject matter hereof.
Security of Website
Juna’s information and technology systems may be vulnerable to damage or interruption from computer viruses, network failures, computer and telecommunication failures, infiltration by unauthorized persons and security breaches, usage errors by its professionals, power outages and catastrophic events such as fires, tornadoes, floods, hurricanes and earthquakes. Although Juna has implemented various measures to manage risks relating to these types of events, if these systems are compromised, become inoperable for extended periods of time or cease to function properly, Juna may have to make a significant investment to fix or replace them. The failure of these systems and/or of disaster recovery plans for any reason could cause significant interruptions in Juna’s operations and result in a failure to maintain the security, confidentiality or privacy of sensitive data, including personal information relating to clients and investors (and the beneficial owners of investors). Such a failure could harm Juna’s reputation or subject it or its affiliates to legal claims and otherwise affect their business and financial performance. Additionally, any failure of Juna’s information, technology or security systems could have an adverse impact on its ability to manage the private investment funds and separately managed accounts referred to herein.
Privacy Policy
Juna Equity Partners, LP (referred to herein as the “Company”) is committed to (i) safekeeping personal information collected from potential, current and former Clients and (ii) safeguarding against the unauthorized acquisition or use of unencrypted data or encrypted electronic data regarding each Client. The proper handling of personal information is one of the Company’s highest priorities.
To this end, the Company’s Chief Compliance Officer (the “CCO”) has been designated to implement, maintain, review and revise, as necessary, a comprehensive information security program. The primary objectives for the CCO are to identify and assess any and all reasonably foreseeable internal and external risks to the security, confidentiality and/or integrity of any electronic, paper or other records containing personal information, and to evaluate and improve, where necessary, the effectiveness of current safeguards for limiting such risks.
To this end, the Company
- employs ongoing Employee training,
- sets policy for Employees relating to the storage, access and transportation of Client records and personal information,
- reviews the scope of security measures at least annually,
- reasonably monitors its information systems, including for unauthorized use or access, and
- reasonably reviews and tests electronic encryption and other elements of its computer security system (including its secure user authentication protocols, secure access control measures and system security agent software).
The Company only shares the nonpublic personal information of its Clients with unaffiliated entities or individuals (i) as permitted by law and as required to provide services to the Company’s Clients, such as with representatives within our firm, securities clearing firms, insurance companies and other services providers of the Company, or (ii) to comply with legal or regulatory requirements. The Company may also disclose nonpublic personal information to another financial services provider in connection with the transfer of an account to such financial services provider. Further, in the normal course of business, the Company may disclose information it collects about Clients to entities or individuals that contract with the Company to perform servicing functions such as recordkeeping or computer-related services. Finally, the Company may make good faith disclosure of the nonpublic personal information of its Clients to regulators who have regulatory authority over the Company.
Companies hired to provide support services to the Company are not allowed to use personal information for their own purposes and are contractually obligated to maintain strict confidentiality. When the Company provides personal information to service providers, it requires these providers to agree to safeguard such information, to use the information only for the intended purpose and to abide by applicable law.
The Company does not (x) provide personally identifiable information to mailing list vendors or solicitors for any purpose or (y) sell information relating to its Clients to any outside third parties. Only Employees with a valid business reason have access to Clients’ personal information. These Employees are educated on the importance of maintaining the confidentiality and security of such information and are required to abide by the Company’s information handling practices. The Company employs reasonable procedures to prevent terminated Employees from accessing records containing personal information.
The Company maintains security standards to protect Clients’ information, whether written, spoken, or electronic. To that end, the Company restricts access to nonpublic personal information to Company personnel who need to know such information in order to provide services to Clients. All electronic or computer files containing such information is password secured and firewall protected from access by unauthorized persons. The Company periodically updates and checks its systems to ensure the protection and integrity of information.
The Company also maintains reasonable restrictions upon physical access to records containing personal information, and stores such records in secure facilities.
The Company’s goal is to maintain accurate, up to date Client records in accordance with industry standards. The Company has procedures in place to keep information current and complete (including the timely correction of inaccurate information).
Should a Client send the Company a question or comment via e-mail, the Company will share the Client’s correspondence only with those Employees or agents most capable of addressing the Client’s question or concern. All written communications pertaining to such question or comment will be retained by the Company until such time as the Company believes (in its good faith judgment) that it has provided the Client with a complete and satisfactory response. After that time, the Company will either discard the communication or archive it according to the requirements of applicable securities laws.
Please note that, unless expressly advised otherwise, the Company’s e-mail facilities do not provide a means for completely secure and private communications. Although every attempt will be made to keep Client information confidential, from a technical standpoint, there is still a risk. For that reason, Clients should be advised not to use e-mail to communicate information to the Company that is considered to be confidential. Clients should also be advised that, if they wish, communications with the Company may be conducted via telephone or by facsimile and that additional security is available to Clients if they equip their Internet browser with 128-bit “secure socket layer” encryption, which provides more secure transmissions.
The Company recognizes and respects the privacy concerns of its potential, current and former Clients. The Company is committed to safeguarding this information. As a member of the financial services industry, the Company provides this Privacy Policy for informational purposes to Clients and Employees and will distribute and update it as required by law. The Privacy Policy is also available to upon request. The Company imposes reasonable disciplinary measures, which may include termination, for violations of its Privacy Policy.
Contact Information Thank you for visiting our site. Please contact us at webmaster@Juna.com if you have any questions about our site. Electronic mail or other communications through this site to Juna (or any of its employees, agents or representatives) may not be secure and we do not guarantee the confidentiality of such communications.
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